FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/14/2021 |
3. Issuer Name and Ticker or Trading Symbol
Sight Sciences, Inc. [ SGHT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 86,206 | I | See footnotes(1)(3)(4)(5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Redeemable Convertible Preferred Stock | (6) | (6) | Common Stock | 1,884,056 | (6) | I | See footnotes(1)(2)(3)(4)(7) |
Series B Redeemable Convertible Preferred Stock | (6) | (6) | Common Stock | 256,736 | (6) | I | See footnotes(1)(2)(3)(4)(7) |
Series C Redeemable Convertible Preferred Stock | (6) | (6) | Common Stock | 528,738 | (6) | I | See footnotes(1)(2)(3)(4)(7) |
Series B Redeemable Convertible Preferred Stock | (6) | (6) | Common Stock | 1,382,430 | (6) | I | See footnotes(1)(2)(3)(4)(8) |
Series C Redeemable Convertible Preferred Stock | (6) | (6) | Common Stock | 334,710 | (6) | I | See footnotes(1)(2)(3)(4)(8) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, L.P. ("HH Sight Partners"), HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. |
2. The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. |
3. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. |
4. Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. |
5. This reportable security is held directly by Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust. |
6. The preferred stock is convertible into common stock on a 2 for 1 basis at the holder's election and will automatically convert upon closing of the initial public offering of the Issuer's common stock. The shares have no expiration date. |
7. These shares are held of record by the HH Sight Partners. HEP is the investment manager for the HH Sight Partners. |
8. These shares are held by HH-IOP. HEP is the investment manager for HH-IOP. |
Remarks: |
HEP PARTNERS LLC, By: /s/ Thomas O. Hicks, Name: Thomas O. Hicks, Title: Managing Member | 07/14/2021 | |
HH SIGHT LLC, By: /s/ Mack H. Hicks, Name: Mack H. Hicks, Title: Co-Manager | 07/14/2021 | |
HH SIGHT PARTNERS GP, L.P., By: HH Sight LLC, Its: General Partner, By: /s/ Mack H. Hicks, Name: Mack H. Hicks, Title: Co-Manager | 07/14/2021 | |
HH SIGHT PARTNERS, L.P., By: HH Sight Partners GP, L.P., Its: General Partner, By: HH Sight LLC, Its: General Partner, By: /s/ Mack H. Hicks, Name: Mack H. Hicks, Title: Co-Manager | 07/14/2021 | |
HH-IOP PARTNERS, L.P., By: HH Sight Partners GP, L.P., Its: General Partner, By: HH Sight LLC, Its: General Partner, By: /s/ Mack H. Hicks, Name: Mack H. Hicks, Title: Co-Manager | 07/14/2021 | |
THOMAS O. HICKS, By: /s/ Thomas O, Hicks | 07/14/2021 | |
MACK H. HICKS, By: /s/ Mack H. Hicks | 07/14/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |